Submission to the U.S. Securities and Exchange Commission

Comment on Staff Statement — Covered User Interface Providers

Regulator
U.S. Securities and Exchange Commission (SEC)
Date filed
Filed by
Auditchain Labs AG
File number
4-894

Summary

Comment on the SEC Staff Statement addressing broker-dealer registration requirements for Covered User Interface Providers in the digital asset markets. The letter situates structured disclosure as the supervisory foundation for any registration framework, arguing that machine-readable reporting allows the Commission to monitor intermediary activity at scale.

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